Despite what you may have heard recently, no, the polyvagal theory is not dead.
Speaker:Hi, I am Justin Sunseri.
Speaker:I'm a therapist and a member of the Polyvagal Institute's editorial board.
Speaker:What does that mean?
Speaker:That means I'm one of a handful of individuals who review other
Speaker:people's work for Polyvagal Theory accuracy, and it's been a huge part
Speaker:of this podcast here for years now.
Speaker:I've gotten a few questions recently from listeners about a new- question mark-
Speaker:debatably new polyvagal theory criticism.
Speaker:I dismissed these because they were linking me to third and fourth hand
Speaker:sources, uh, on Instagram, and I don't take them seriously in all honesty.
Speaker:But today, one of my, or yesterday as recording this, one of my Untucking
Speaker:Academy students messaged me with a link to a very popular YouTube
Speaker:psychology channel that gave us the bad news- the polyvagal theory is dead.
Speaker:Am I biased?
Speaker:Yeah, I am.
Speaker:You can probably hear it in my voice.
Speaker:I'm a little annoyed by this stuff, but I am much more interested in what's true.
Speaker:So yeah, I'm biased, but I want truth, or at least as close
Speaker:to the truth as we can get.
Speaker:Things need to make sense to me.
Speaker:None of what I discuss here has anything to do with bias.
Speaker:Hear out my arguments and decide for yourself.
Speaker:The writer of the article is Paul Grossman, and the article is called
Speaker:Why the Polyvagal Theory is Untenable.
Speaker:I'll put links in the description to that and to other things as well.
Speaker:Grossman has been a polyvagal theory critic for a very, very long time.
Speaker:Stephen Porges, the creator of the political theory, has replied to
Speaker:these criticisms numerous times.
Speaker:Over the many, many years, he, uh, port has even chatted with me on
Speaker:my podcast about these criticisms.
Speaker:I don't mind criticizing people's science, but I don't like to
Speaker:go on a, a offense where saying people are, are blatantly wrong.
Speaker:But it's really quite remarkable for over about a 20 year period.
Speaker:A couple of people were repeatedly misrepresenting the theory and publishing
Speaker:statements that were creating what is classically called a strawman argument.
Speaker:He's not shying away from them.
Speaker:I'm a therapist and even though my knowledge on the topic is
Speaker:deep, I'm gonna stay in my lane.
Speaker:I won't address, uh, either of who these two I think is right.
Speaker:Uh, but I will use critical thinking and simply check Porges' work and that's gonna
Speaker:tell us a lot and check both their work.
Speaker:You and I don't need to be experts in the polyvagal theory, actually.
Speaker:All we need to do is look at the new paper's claims about the polyvagal
Speaker:theory, and check whether Grossman accurately understands the theory.
Speaker:If he does not accurately understand the theory, then his counterarguments
Speaker:are kind of moot, right?
Speaker:At that point, he's arguing against his own interpretation
Speaker:and not the theory itself.
Speaker:This is extremely important.
Speaker:So they make the false statement, they say, this isn't true.
Speaker:Well, the theory never said that, and I would agree with them.
Speaker:That that's not true either, but then they would go on and on with these things.
Speaker:So let's start from the very beginning of the polyvagal of it all.
Speaker:The polyvagal theory.
Speaker:That is the vagal paradox.
Speaker:This question is what drove the creation of the poly vagal theory.
Speaker:Understanding the vagal paradox is obviously very important, right?
Speaker:Or at least for their purposes it is.
Speaker:Grossman says the vagal paradox often mentioned by Porges- this is a quote-
Speaker:often mentioned by Porges to indicate that RSA, which is respiratory sinus
Speaker:arrhythmia, sometimes correlates with changes in cardiac vagal tone
Speaker:and other times fails to, is not paradoxical at all when RSA is no
Speaker:longer equated with cardiac vagal tone.
Speaker:But when RSA is realistically considered as a vulnerable and approximate index
Speaker:of cardiac vagal tone constrained in its accuracy by many factors.
Speaker:That sounds good, right?
Speaker:It's kind of intimidating, lots of fancy words and whatnot.
Speaker:The only problem is that's not what the vagal paradox is, I'm not gonna
Speaker:speak for cor uh, Porges, of course.
Speaker:I'm, I'm simply gonna quote him from his paper called The Vagal Paradox.
Speaker:He says, how could the vagus be both protective when it was expressed as
Speaker:RSA and life-threatening when it was expressed as bradycardia and apnea?
Speaker:Okay, so what's the problem here?
Speaker:Grossman is fundamentally misidentifying what the vagal paradox actually is.
Speaker:Grossman reframes the vagal paradox as a measurement problem.
Speaker:He is essentially arguing that it's just a methodological limitation of
Speaker:RSA as an index of cardiac vagal tone.
Speaker:In his framing, there's no real paradox, just, um, an imprecise uh, measuring tool.
Speaker:The RSA is a measuring tool.
Speaker:But that's not the paradox that Porges identified.
Speaker:The actual vagal paradox, as Porges articulated it is a
Speaker:question about neurobiology.
Speaker:How the same nerve, the vagus, how it can be both life sustaining when expressed
Speaker:as RSA, which indicates healthy, uh, vagal tone and resilience, how it can
Speaker:be life sustaining and life threatening when it's expressed as bradycardia and
Speaker:apnea, which can kill a preterm infant.
Speaker:These are two completely different questions.
Speaker:I'll try to reword it one more time.
Speaker:Grossman's version is- is RSA good enough ruler for measuring vagal tone?
Speaker:Porges' actual version is, Why does the same nerve produce
Speaker:opposite survival outcomes?
Speaker:The vagal paradox drove porges to investigate the brainstem and to
Speaker:ultimately discover that there are two anatomically distinct vagal
Speaker:pathways originating from different brainstem nuclei with fundamentally
Speaker:different functions, uh, but both of which utilize the vagus nerve.
Speaker:A personal thought- and I find it very, very odd that Grossman did not include
Speaker:a direct quote from Porges in this critique paper about the vagal paradox.
Speaker:It took me 30 seconds.
Speaker:It's really not hard.
Speaker:Porges has a paper called The Vagal Paradox.
Speaker:I imagine if Grossman had maybe reread that paper, he would've
Speaker:realized that he misunderstood.
Speaker:I I, I would hope.
Speaker:I also find it odd that Grossman dismisses Porges' question about RSA
Speaker:and bradycardia in the vagal paradox.
Speaker:The polyvagal theory hypothesizes that the vagus nerve serves as the
Speaker:highway four, two heart rate- heart rate influences- ventral and dorsal.
Speaker:That's the theory derived from the vagal paradox.
Speaker:Why does Grossman ignore the bradycardia piece of this in his
Speaker:definition of the vagal paradox?
Speaker:He didn't mention it at all.
Speaker:Either he doesn't get it or he's ignoring it.
Speaker:Remember, Grossman is responding to Porges' vagal paradox question.
Speaker:Grossman does not have his own vagal paradox as, as best I can tell.
Speaker:So to respond to Porges' vagal paradox question, Grossman needs
Speaker:to accurately understand it, right?
Speaker:So why doesn't he accurately express Porges vagal paradox
Speaker:to set up his rebuttal?
Speaker:Either again, either he doesn't get it or he is ignoring it.
Speaker:And another reminder, Porges has responded to this guy numerous times.
Speaker:There is no excuse for this misunderstanding.
Speaker:I actually did a super easy, and this is something I knew just because I'm
Speaker:familiar with both of them, but I took it to another level and I did a really
Speaker:easy experiment that you can do yourself.
Speaker:So go to Grossman's paper, download it, and then go to
Speaker:Porges' paper and download it.
Speaker:I'll put a link in the description for both of them.
Speaker:Then upload them to a non-biased ai.
Speaker:I used Google Notebook, lm, which is amazing at using sources and has a
Speaker:huge context for exactly this purpose.
Speaker:And then I asked it to give me the definitions from Grossman and Porges.
Speaker:And guess what?
Speaker:It define- the AI- defines Porges definition as protection versus
Speaker:threat, and Grossman's definition as a measurement misunderstanding.
Speaker:You could do this little experiment yourself with any questions you
Speaker:have about their work, how it is misaligned, just trying to understand
Speaker:it better, who misunderstands what?
Speaker:Don't taint the ai.
Speaker:Just ask it objective questions and it'll tell you to give, ask it to give
Speaker:it to you at like a fifth grade level.
Speaker:Um, RSA is not essential to the polyvagal theory.
Speaker:That's what we're moving on to next.
Speaker:Grossman spends a lot of time on RSA.
Speaker:In this paper.
Speaker:He treats RSA as a foundational construct of the polyvagal theory.
Speaker:Basically, if he can break down the RSA argument, then the theory crumbles,
Speaker:I think is what he is getting at.
Speaker:However, Porges said in his 22, 20 23 paper that quote, RSA is a portal
Speaker:to the function of the ventral vagus enabling the testing of polyvagal
Speaker:informed hypotheses, but is not a foundational construct of the theory.
Speaker:Porges uses RSA as a potential measurement of something very specific.
Speaker:Very specific.
Speaker:If that does, that measurement doesn't work out, it doesn't.
Speaker:It doesn't mean that the entire theory is untenable.
Speaker:Think of it this way.
Speaker:Let's say you hypothesized that the temperature of someone's forehead
Speaker:correlates with how sick they are.
Speaker:You use a thermometer as your measurement tool.
Speaker:Now, somebody comes along and says that thermometer is not perfectly accurate.
Speaker:It gives inconsistent readings depending on ambient temperature
Speaker:and sweat and skin tone.
Speaker:Therefore, the concept of illness is untenable.
Speaker:That sounds absurd, right?
Speaker:The thermometer is just one portal- potential- into detecting something real.
Speaker:Attacking the instrument doesn't dissolve the underlying phenomenon.
Speaker:That's exactly what Grossman is doing with RSA.
Speaker:RSA is Porges' thermometer- a portal has his own word into
Speaker:detecting ventral vagal activity.
Speaker:It is a useful, testable, measurable, repeatable window into something
Speaker:that the theory proposes is real.
Speaker:But Polyvagal Theory does not stand or fall on whether RSA is a
Speaker:perfect index of cardiac vagal tone.
Speaker:The theories, foundational constructs are neuro anatomical and evolutionary.
Speaker:Existence of two distinct vagal pathways, the evolutionary hierarchy
Speaker:of the autonomic nervous system, and the adaptive functions of each circuit.
Speaker:Those claims live in the brainstem, not in a heart rate variability graph.
Speaker:So when Grossman dedicates really substantial effort to dismantling
Speaker:RSA as a reliable measure.
Speaker:He's essentially arguing that the thermometer is flawed and
Speaker:concluding that fever does not exist.
Speaker:Again, I don't understand why Grossman would go to such effort
Speaker:to dismantle RSA when Porges said that it's not central to his theory.
Speaker:Either he doesn't get it or is ignoring it.
Speaker:He read the same 2023 paper that I did.
Speaker:He cites it.
Speaker:In his article, there's no reason for this.
Speaker:Let's talk about, uh, freeze and shutdown.
Speaker:This is the third, um, issue I'll tackle.
Speaker:Listeners of this podcast will know very well the difference between
Speaker:freeze and shutdown, but for those who might be new to this channel, freeze
Speaker:and shutdown are not the same thing.
Speaker:They both involve, uh, immobility, yes.
Speaker:And are, you know, autonomically driven.
Speaker:But shutdown is a limp collapse and freeze is a tense paralysis.
Speaker:Shutdown would be like playing dead and falling to the floor.
Speaker:Freeze is like a panic attack.
Speaker:It's tense.
Speaker:In the polyvagal theory, shutdown is a dorsal vagal response.
Speaker:Freeze is a dorsal vagal response, plus sympathetic flight fight.
Speaker:Grossman confuses the two, and actually, I, I don't even blame him, uh, entirely
Speaker:for this because Porges' language on the subject was, was very confusing,
Speaker:um, in his like primary documents.
Speaker:His, uh, writings.
Speaker:I asked him about this during my first interview with him way, way,
Speaker:way back in episode 15, and he, he did clarify the distinction.
Speaker:So there, there's this whole ambiguity because people use the word freeze
Speaker:when they really mean shutting down.
Speaker:Okay?
Speaker:So the mouse in the jaws of a cat is not frozen, it's just, it just limp.
Speaker:And that is clearly the limp loss of muscle tone is a dorsal vagal response.
Speaker:The rigidity is much more- let's say, okay mixed or complex.
Speaker:Porges says that bradycardia reflects dorsal vagal
Speaker:influence, uh, as a measurement.
Speaker:Bradycardia is a significantly slower heartbeat, which
Speaker:is, uh, potentially fatal.
Speaker:In shut down, a dorsal vagal response, we would expect to see bradycardia.
Speaker:We would expect to see a massive drop in heart rate, just like Porges
Speaker:saw in the preterm neonatal unit that prompted the vagal paradox.
Speaker:But what about freeze?
Speaker:Would we expect to see a massive drop in heart rate during a freeze?
Speaker:Again, freeze is the combination of immobility and mobility.
Speaker:Shut down, plus flight fight.
Speaker:Dorsal plus sympathetic, both pathways are active.
Speaker:At the same time.
Speaker:Freeze can look like a panic attack or scared stiff or tonic immobility.
Speaker:So outwardly it's immobile, but internally there's a high level of
Speaker:activation including a higher heart rate.
Speaker:So, no, I don't- we would not expect to see bradycardia and freeze, I don't think.
Speaker:Grossman does not understand this and argues that there
Speaker:is no bradycardia in freeze.
Speaker:I assume Porges' response would be, "Yeah. No kidding."
Speaker:Next topic.
Speaker:Non mammals and myelinated nerves that affect heart rate.
Speaker:Grossman points to extensive research showing that non mammal mammalian
Speaker:species such as sharks and fish and reptiles also possessed- possess fast
Speaker:acting myelinated nerves and can use them to instantly change their heart
Speaker:rate in response to their environment.
Speaker:From Grossman's perspective, because this hardware exists throughout the
Speaker:vertebrate vertebrate family tree, it cannot be a special mammalian innovation
Speaker:for social engagement, as Porges suggests.
Speaker:But this is not a Polyvagal Theory proposition.
Speaker:Porges has already clarified that polyvagal theory does not rely
Speaker:on mammals being the only ones with fast acting nerves uh, that,
Speaker:you know, slow down heart rate.
Speaker:It doesn't matter if non mammals can slow their heart with
Speaker:fast acting myelinated nerves.
Speaker:It doesn't matter.
Speaker:In- instead- instead, polyvagal theory focuses on the brainstem
Speaker:regions where those nerves originate.
Speaker:Porges argues that in mammals, these nerves underwent an evolutionary,
Speaker:uh, ventral migration to the front of the brainstem, moving from the dorsal
Speaker:motor nucleus to the nucleus ambiguous.
Speaker:This shift is critical because it places the heart's, uh, braking system
Speaker:right next to the nerves that control the face, voice, and listening.
Speaker:So this brings us to the next issue, which is Grossman's, um,
Speaker:misunderstanding about social behavior.
Speaker:He says, or he points out that modern reptiles are far from asocial creatures.
Speaker:They exhibit complex behaviors such as long-term pair bonding, communal
Speaker:parenting, and social learning, which actually was really interesting.
Speaker:I didn't- I'm not aware of these things.
Speaker:But in response, poor just says that's, that's cool about the
Speaker:reptiles, but it's also entirely irrelevant to the polyvagal theory,
Speaker:which he describes as mammal centric.
Speaker:He clarifies that polyvagal theory is interested in the specific evolutionary
Speaker:transition from ancient, extinct common ancestors to mammals, not the
Speaker:separate path that modern reptiles took.
Speaker:The sociality of modern reptiles is irrelevant.
Speaker:Mammals have a unique social engagement system according to the polyvagal theory.
Speaker:This system integrates heart regulation with, uh, facial expressions and voice
Speaker:giving mammals the ability to use social cues like a, a warm voice, gentle eye
Speaker:contact, eye crinkles, or smiling to help calm each other and to indicate safety.
Speaker:This is called co-regulation.
Speaker:Porges' Social engagement system- co-regulation- is not the same,
Speaker:I don't think as Grossman's social behaviors in reptiles.
Speaker:I mean, just think about it for a second.
Speaker:When was the last time you saw iguana smiling with each other or heard a snake
Speaker:Singing to their young to calm them?
Speaker:How about two frogs embracing closely in the moonlight?
Speaker:Grossman does not accurately reflect Porges social engagement system.
Speaker:These are not the same thing.
Speaker:The sociality he's discussing is obviously different.
Speaker:I don't know why he bothers making the distinction and
Speaker:it's, it's not the same thing.
Speaker:So I'll wrap it up, um, here-ish.
Speaker:Um, gross men and friends have more to say.
Speaker:I assume Porges is gonna respond yet again, but honestly, if
Speaker:he doesn't, I don't blame him.
Speaker:Hey, this is editing Justin.
Speaker:I was looking into more of, uh, what Grossman was saying, and, um, I found
Speaker:that, uh, Porges has already released a rebuttal to, so I wasn't even aware of it.
Speaker:I'll have to read through that.
Speaker:So everything that I've talked about.
Speaker:And everything that I have on the YouTube video, the citations that
Speaker:are, the quotes that I've put up on the screen, there may be even better
Speaker:arguments that I haven't got into yet.
Speaker:So I can't wait to read that.
Speaker:Back to the podcast.
Speaker:Grossman is recycling the same talking points he has harped on for years on
Speaker:ResearchGate to the general public, begging for others to interact with
Speaker:him, to respond to him, to debate him.
Speaker:No, I am not exaggerating.
Speaker:Read it for yourself.
Speaker:I will of course, give you a link in the description to,
Speaker:uh, Grossman's Research Gate.
Speaker:Did Grossman collect a few dozen others to edit and sign this paper?
Speaker:Yeah.
Speaker:And that's something.
Speaker:But the paper largely doesn't address what the polyvagal theory actually says.
Speaker:So I, I don't know what that's worth.
Speaker:Scientists get things wrong.
Speaker:It has happened throughout history, especially when new ideas that
Speaker:contradict traditional, uh, understandings and status quo surface
Speaker:and scientific debate is totally fine.
Speaker:But one thing really sticks out to me about this specific
Speaker:paper from Grossman and Friends.
Speaker:It seems to be written with a psychological bent.
Speaker:It doesn't seem to be written for the science crowd, exactly.
Speaker:I mean, it is kind of because it uses all the science terminology,
Speaker:but it also singles out people like me who use the theory to better
Speaker:understand and help my clients.
Speaker:The paper starts off addressing people like me in the abstract
Speaker:and in the introduction as well.
Speaker:It seems pretty clear to me that this is who it's written for.
Speaker:It doesn't seem to be written for Dr. Porges.
Speaker:There are no new arguments there for him to rebut.
Speaker:It seems like the same stuff over and over again.
Speaker:It's written for mental health service providers, which
Speaker:I find really interesting.
Speaker:The last three of the 12 conclusions are about psychology
Speaker:and treatment, and encourage people like me to look elsewhere; to
Speaker:disregard the polyvagal theory.
Speaker:What's sad is that it seems to have worked.
Speaker:Therapists and psychologists and the like seem to be responding, abandoning
Speaker:the theory except for the stuff that they like, like the states and and
Speaker:co-regulation, because Grossman's paper seems scary and like he gets
Speaker:the theory and has counterarguments and a few dozen people who agree.
Speaker:Therapists, even popular YouTube therapists and Instagram
Speaker:therapy influencers are not spending the time to examine it.
Speaker:And I don't blame them either.
Speaker:It's, it's really difficult.
Speaker:It's very dense.
Speaker:And to read to people who disagree, it's not easy.
Speaker:So I don't, I don't blame them, but you know, mostly I don't blame them.
Speaker:A lot of what I pointed out here just requires a smidge of
Speaker:research and critical thinking.
Speaker:It's really not that hard.
Speaker:You don't have to be an expert in neuroanatomy to say, this dude does not
Speaker:understand what this other dude is saying.
Speaker:And you really don't need to be an expert in 2026 to upload two
Speaker:scientific papers into an unbiased AI and then to ask your own questions.
Speaker:I think it's actually a really good idea.
Speaker:Now, does any of this mean that I know for certain, um, that
Speaker:what Dr. Porges says is true?
Speaker:No.
Speaker:No, it doesn't.
Speaker:But what he, and I'm, I'm, I'm a lay person- but what he writes about makes
Speaker:sense to me and it's made more sense in the psychology realm than anything
Speaker:else I've learned about, honestly.
Speaker:And it's not a modality, it's the science that kind of contributes
Speaker:to the way we think about things.
Speaker:The serious criticism of the polyvagal theory, which really
Speaker:all come from Grossman, who cites someone named Taylor all the time-
Speaker:it, it really doesn't measure up.
Speaker:And so I hope you can see, um, that from just this one video, I don't
Speaker:think I'll continue commenting on this.
Speaker:Um.
Speaker:I don't really have much more to say about it.
Speaker:So if people are gonna have follow up questions, I would recommend you
Speaker:read Dr. Porges' direct response to Gro- responses, plural to Grossman.
Speaker:Um, that would be the best place to go.
Speaker:Anyhow, I appreciate you watching all the way to the end.
Speaker:You obviously take this stuff seriously and I'm glad to be in your company.
Speaker:I think the Polyvagal Theory bandwagon is disappearing, and I love it.
Speaker:Bye.